John A. Hopkins

SWIFT CREEK WEALTH MANAGEMENT

Moseley, VA

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CRD#: 3114167

Professional summary

John Andrew Hopkins, CFP® is a registered financial advisor currently at SWIFT CREEK WEALTH MANAGEMENT located in Moseley, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. John has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Core Areas of Focus

AUM

High Net Worth Client Needs

Investment Advice with Ongoing Management

Investment Advice without Ongoing Management

Middle Income Client Needs

Novice Investors

Biography

I have been working in the financial industry since I retired from the US Navy in 2012.  I don’t think working with a financial professional should be intimidating or overly formal.  Clients should feel comfortable discussing how life’s ups and downs affect their financial futures.  My goal when establishing Swift Creek Wealth Management was to create a firm with a small client base so that I could provide exceptional service with a family feel. 

Although I have normal business hours and prefer to meet in my office, life’s biggest issues can’t always be discussed between 9:00 and 5:00.  I am willing to meet when and where my clients need me.  That’s what families do.

As a Fee-Only Financial Advisor, I am a Fiduciary that puts my clients’ needs first.  My only compensation comes from what is billed to my clients.  We will always be on the same side of the table.

Question & Answer

What are your service offerings?

Retirement Income Management

Investment Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 5, 2019 - Present

SWIFT CREEK WEALTH MANAGEMENT

RIA

CRD#: 300260

Moseley, VA

Past

July 25, 2013 - March 25, 2019

SUMMIT FINANCIAL PARTNERS, INC.

RIA

CRD#: 117749

GLEN ALLEN, VA

Past

August 6, 2012 - December 4, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MIDLOTHIAN, VA

Past

July 6, 2012 - December 4, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MIDLOTHIAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/2012

General Securities Representative Examination

Current Firm

SWIFT CREEK WEALTH MANAGEMENT

SWIFT CREEK WEALTH MANAGEMENT | SWIFT CREEK WEALTH MANAGEMENT LLC

CRD#: 300260 / SEC#:

Virginia

Registered Investment Advisory firm - (4/5/2019 Approved)

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Contact information

Main Address

Moseley, VA

Mailing Address

Phone number

(804) 464-3593

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 6,026,356

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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John A. Hopkins

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

SWIFT CREEK WEALTH MANAGEMENT

SUMMIT FINANCIAL PARTNERS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2012

Series 7

Date: 7/3/2012

Current Firm

SWIFT CREEK WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SWIFT CREEK WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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