Geoffrey P. Jarocki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Paul Jarocki, CIMA® was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1999. Geoffrey had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - June 26, 2026
EATON VANCE DISTRIBUTORS, INC.
May 30, 2018 - October 20, 2022
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
March 14, 2017 - May 17, 2018
PROVASI CAPITAL PARTNERS LP
July 23, 2014 - March 17, 2017
ICON ADVISERS, INC.
July 15, 2014 - March 22, 2016
ICON DISTRIBUTORS, INC.
April 20, 2006 - June 18, 2014
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 4, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
July 19, 1999 - June 18, 2014
AMUNDI DISTRIBUTOR US, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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