Christopher Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Price was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2012 - April 24, 2023
STRUCTURA GROUP, LTD.
April 3, 2001 - December 31, 2002
RAYMOND JAMES & ASSOCIATES, INC.
September 25, 1998 - December 7, 2000
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/3/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
STRUCTURA GROUP, LTD.
CRD#: 158189 / SEC#: , 8-68884
Contact information
Documents
Red Flags
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