Patrick M. Beresh

PMB ADVISORS

LARKSPUR, CA 94939

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CRD#: 3113695

Professional summary

Patrick Michael Beresh is a registered financial advisor currently at PMB ADVISORS located in Larkspur, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Patrick has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CERTIFIED PUBLIC ACCOUNTANT. ON OCCASION PREPARE TAX RETURNS FOR INDIVIDUALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Beresh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2012 - Present

PMB ADVISORS

Office #1: 101 Larkspur Landing Circle Suite 200, Larkspur, CA 94939

RIA

CRD#: 137495

LARKSPUR, CA

Past

March 28, 2005 - January 6, 2006

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FAIRFIELD, IA

Past

February 26, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

LARKSPUR, CA

Past

February 14, 2002 - June 15, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LARKSPUR, CA

Past

April 3, 2001 - February 15, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 17, 1999 - February 15, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PMB ADVISORS

BERESH, PATRICK M | PMB ADVISORS | PATRICK M. BERESH DBA PMB ADVISORS | BERESH, PATRICK MICHAEL

CRD#: 137495 / SEC#: 801-118214

RIA

Registered Investment Advisory firm - (3/10/2020 Approved)

California

Registered Investment Advisory firm - (8/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 1/14/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/16/1999

General Securities Representative Examination

Current Firm

PMB ADVISORS

BERESH, PATRICK M | PMB ADVISORS | PATRICK M. BERESH DBA PMB ADVISORS | BERESH, PATRICK MICHAEL

CRD#: 137495 / SEC#: 801-118214

RIA

Registered Investment Advisory firm - (3/10/2020 Approved)

California

Registered Investment Advisory firm - (8/4/2021 Terminated)

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Contact information

Main Address

101 Larkspur Landing Circle Suite 319, Larkspur, CA 94939-1746

Mailing Address

101 Larkspur Landing Circle Suite 200, Larkspur, CA 94939-1746

Phone number

(415) 336-5501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMB ADVISORS FORM ADV PARTS 2A AND 2B - JANUARY 2025 (2/4/2025)

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 109,817,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Beresh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Beresh's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

PMB ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/1999

Series 31

Date: 1/14/2006

Series 7

Date: 8/16/1999

Current Firm

PMB ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PMB ADVISORS

TRUST BUT VERIFY

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