Anthony M. Donnarumma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Donnarumma, who also goes by Anthony Michael Diblasio, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1999. Anthony had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2014 - October 24, 2014
CAPE SECURITIES INC.
July 27, 2012 - May 5, 2014
AEGIS CAPITAL CORP.
November 23, 2011 - July 25, 2012
JOHN CARRIS INVESTMENTS LLC
August 22, 2011 - December 1, 2011
AEGIS CAPITAL CORP.
May 9, 2011 - August 10, 2011
BROAD STREET SECURITIES GROUP, LLC
April 23, 2009 - February 19, 2010
PRUCO SECURITIES, LLC.
April 27, 2007 - May 22, 2007
EQUITABLE ADVISORS, LLC
May 5, 2004 - August 22, 2005
GUNNALLEN FINANCIAL, INC
March 26, 2001 - April 23, 2004
CHASE INVESTMENT SERVICES CORP.
July 24, 2000 - November 27, 2000
WEATHERLY SECURITIES CORPORATION
October 20, 1999 - March 31, 2000
WIN CAPITAL CORP.
February 17, 1999 - October 15, 1999
ROYAL HUTTON SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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