Philip J. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip J Hoffman, who also goes by Jay Hoffman, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1998. Philip had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2023 - December 31, 2023
PLENTIFUL WEALTH, LLC
June 14, 2012 - June 6, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 1, 2012 - June 6, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 16, 1998 - June 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 1998 - June 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLENTIFUL WEALTH, LLC
CRD#: 312250 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 194 |
| AUM (Assets Under Management) | $ 40,103,725 |
Red Flags
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