Michael J. Laney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Laney was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 63, Series 42, Series 62, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2011 - March 30, 2015
CHIMERA SECURITIES, LLC
May 5, 2011 - June 16, 2011
COASTAL TRADE SECURITIES, LLC
October 20, 2005 - July 18, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
September 25, 2003 - October 21, 2005
TAFFERER TRADING, LLC
November 2, 1998 - May 8, 2003
ELECTRONIC TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 42
Date: 7/22/1999
Registered Options Representative ExaminationSeries 62
Date: 10/30/1998
Corporate Securities Limited Representative ExaminationSeries 55
Date: 10/8/1998
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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