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Thomas Kirby Garner

Thomas K. Garner

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CRD#: 3113321
Thomas Kirby Garner

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Kirby Garner, CFP® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1998. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2002

Experience

Past

January 24, 2006 - December 31, 2025

KANAWHA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 118458
RICHMOND, VA
Past

June 13, 2005 - January 6, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
RICHMOND, VA
Past

June 13, 2005 - January 6, 2006

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
RICHMOND, VA
Past

February 23, 2005 - June 8, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
RICHMOND, VA
Past

February 27, 2003 - June 8, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

February 17, 1999 - October 22, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
RICHMOND, VA
Past

November 9, 1998 - October 22, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/18/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/12/2005
Investment Company Products/Variable Contracts Principal Examination

Current Firm

KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)
PREMIUM
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Contact information

Main Address
7201 Glen Forest Drive Suite 200, Richmond, VA 23226-3759
Mailing Address
Phone number
(804) 359-3900
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KCM ADV 2A&B (3/25/2025)

Regulatory assets under management

Total Number of Accounts1,378
AUM (Assets Under Management)$ 1,641,779,758

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/22/2025
Cover Page
Report
10/28/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458

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