Lynn A. Eastman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Ann Eastman, who also goes by Lynn Degar, Lynn Eastman, Lynn Laborde, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1998. Lynn had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2016 - May 17, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
September 29, 2016 - May 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
February 19, 2013 - October 13, 2014
J.P. MORGAN SECURITIES LLC
February 15, 2013 - October 13, 2014
J.P. MORGAN SECURITIES LLC
June 29, 2012 - August 13, 2012
MSI FINANCIAL SERVICES, INC.
October 14, 2011 - August 13, 2012
MSI FINANCIAL SERVICES, INC.
January 3, 2011 - October 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 21, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 21, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 24, 2005 - August 1, 2006
EQUITABLE ADVISORS, LLC
February 23, 2005 - August 1, 2006
EQUITABLE ADVISORS, LLC
August 6, 2001 - May 7, 2003
EQUITABLE ADVISORS, LLC
July 3, 2001 - May 7, 2003
EQUITABLE ADVISORS, LLC
January 4, 2000 - June 25, 2001
BNY MELLON SECURITIES CORPORATION
September 11, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 11, 1998 - February 1, 2000
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
