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Melvyn K Reeves

CRD# 3113203·Registered 1998 - 2015
Previously Registered: Being a previously registered professional could mean that Melvyn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melvyn K Reeves, who also goes by Mel Reeves, Melvyn Kemp Reeves, was a registered financial advisor. Melvyn was a previously registered financial professional and started their career in finance 1998 - 2015. Melvyn had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mel Reeves, Melvyn Kemp Reeves

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
RIA
Mesa, AZ
September 19, 2011 - February 27, 2015
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
BD
Mesa, AZ
September 16, 2011 - February 27, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Clearfield, UT
March 11, 2008 - September 20, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Clearfield, UT
February 22, 2008 - September 20, 2011
INSPHERE SECURITIES, INC.·CRD# 136433
RIA
Bountiful, UT
October 3, 2007 - January 2, 2008
INSPHERE SECURITIES, INC.·CRD# 136433
BD
Salt Lake City, UT
August 31, 2007 - January 2, 2008
ALLEGIS ADVISORS, INC.·CRD# 131242
RIA
Salt Lake City, UT
August 27, 2007 - October 3, 2007
ALLEGIS ADVISORS, INC.·CRD# 131242
RIA
Salt Lake City, UT
May 6, 2005 - November 2, 2005
EQUITY SERVICES, INC.·CRD# 265
RIA
Bountiful, UT
October 12, 2004 - April 27, 2005
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
November 20, 1998 - October 24, 2005

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Current Firm

SF
SIGNATOR FINANCIAL SERVICES, INC.

PNMR SECURITIES, INC. | SYMETRA INVESTMENT SERVICES, INC. | SIS FINANCIAL & INSURANCE SERVICES | SIGNATOR FINANCIAL SERVICES, INC. | SAFECO INVESTMENT SERVICES, INC.

CRD#: 19061 / SEC#: 801-66750, 8-37112
BD
Terminated by SEC on 02/15/2016

Contact Information

Established

Washington since 11/05/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

SIGNATOR FINANCIAL SERVICES ADVISORY WRAP FEE DISCLOSURE DOCUMENT (3/31/2015)

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK FINANCIAL NETWORK, INC.PARENT COMPANY—
ABERIZK, EMIL JOSEPH JRDIRECTOR1049525
ARMSTRONG, ABIGAIL MARIESECRETARY/CLERK & COUNSEL1239945
CLARK, JEFFREY STEPHENVICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL4974902
HEAPPS, BRIAN BASILDIRECTOR1666475
HORACK, THOMAS JOSEPHCHIEF COMPLIANCE OFFICER861315
K VD HAGEN, HALINADIRECTOR6582303
KARMAN, MITCHELL ANDREWDIRECTOR2837307
MARYANOPOLIS, CHRISTOPHERPRESIDENT3041077
REBMAN, JILL DENISEDIRECTOR6520386
RIGATTI, MATTHEW FORRESTDIRECTOR2461646
RISPOLI, FRANK JOSEPHDIRECTOR4364402
SUMINSKI, JOHN WILLIAMDIRECTOR6009337
TETA, ANTHONY MAURICEDIRECTOR4617856

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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