Tad E. Jakes

MFAC FINANCIAL ADVISORS

Westlake Village, CA 91361

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CRD#: 3113196

Professional summary

Tad Evan Jakes, CFP® is a registered financial advisor currently at MFAC FINANCIAL ADVISORS, INC. located in Westlake Village, California.

Tad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Tad has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tad Evan Jakes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 15, 2013 - Present

MFAC FINANCIAL ADVISORS, INC.

Office #1: 32107 Lindero Canyon Road Suite 227, Westlake Village, CA 91361

RIA

CRD#: 114519

Westlake Village, CA

Past

September 14, 1998 - November 25, 1998

SIMMERS CAPITAL MANAGEMENT CORPORATION

CRD#: 29960

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/15/2013)

IAR

Maryland
(4/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MFAC FINANCIAL ADVISORS, INC.

MFAC FINANCIAL ADVISERS, INC. | MFAC FINANCIAL ADVISORS, INC.

CRD#: 114519 / SEC#:

California

Registered Investment Advisory firm - (9/26/2001 Approved)

Maryland

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

32107 Lindero Canyon Road Suite 227, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 409-0250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 66,492,512

Red Flags

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Tad E. Jakes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tad Evan Jakes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFAC FINANCIAL ADVISORS, INC.

SIMMERS CAPITAL MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1998

Series 6

Date: 9/1/1998

Current Firm

MFAC FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MFAC FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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