Dana L. Bjornson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Lloyd Bjornson was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1998. Dana had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 50, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2012 - November 15, 2019
GEORGE K. BAUM CAPITAL ADVISORS, INC.
February 4, 2004 - April 3, 2012
GEORGE K. BAUM ADVISORS LLC
January 20, 2004 - December 31, 2007
PRAIRIE CAPITAL MANAGEMENT INC
March 1, 2000 - December 21, 2001
PRAIRIE BROKERAGE SERVICES LLC
November 10, 1998 - December 31, 2019
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GEORGE K. BAUM CAPITAL ADVISORS, INC.
CRD#: 158813 / SEC#: , 8-68927
Contact information
Documents
Red Flags
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