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RA

Richard E. Akinyemi

RWC WEALTH MANAGEMENT
MONTGOMERY, AL 36106
Some features on this profile are disabled
CRD#: 3112963
RA

Professional summary


Richard E Akinyemi, who also goes by Rick A Williams, Rick Williams, Ricky A Williams, is a registered financial advisor currently at RWC WEALTH MANAGEMENT, INC. located in Montgomery, Alabama.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rick A Williams | Rick Williams | Ricky A Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A PUBLISHED AUTHOR. I AM A LICENSED INSURANCE PROFESSIONAL. ABLE TO OFFER LIFE,DISABILITY,LONG-TERM CARE AND PROPERTY CASUALTY INSURANCE AS WELL AS FIXED AND INDEXED ANNUITIES. ALL PRODUCTS OFFERED IN THESE AREAS ARE SEPARATE FROM RWC WEALTH MANAGEMENT, INC. I OWN SHARES IN AND AM A DIRECTOR OF RESIDIGM LTD. A NON FUNCTIONING CONSTRUCTION COMPANY IN THE FEDERAL REPUBLIC OF NIGERIA. I AM A MEMBER OF AYO EXPORTS INTERNATIONAL, AN IMPORT-EXPORT COMPANY CURRENTLY DORMANT.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Richard E Akinyemi's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 3, 2012 - Present

RWC WEALTH MANAGEMENT, INC.

Office #1: 4758 Woodmere Blvd Suite F -160, Montgomery, AL 36106
RIA
CRD#: 165217
MONTGOMERY, AL
Past

March 3, 2011 - August 15, 2012

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
MONTGOMERY, AL
Past

February 23, 2011 - August 15, 2012

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
MONTGOMERY, AL
Past

June 21, 2006 - February 15, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
MONTGOMERY, AL
Past

October 1, 1998 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
MONTGOMERY, AL
Past

October 1, 1998 - February 15, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MONTGOMERY, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(10/3/2012)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/1/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RW
RWC WEALTH MANAGEMENT, INC.
RICHARD E. AKINYEMI | RWC WEALTH MANAGEMENT, INC.

CRD#: 165217 / SEC#:

Alabama
Registered Investment Advisory firm - (10/3/2012 Approved)
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Contact information


Main Address
4758 Woodmere Blvd Suite F -160, Montgomery, AL 36106
Mailing Address
Po Box 242423, Montgomery, AL 36124
Phone number
(334) 440-6259
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts31
AUM (Assets Under Management)$ 1,591,202

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RWC WEALTH MANAGEMENT, INC.

CRD#: 165217Montgomery, AL 36106

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