AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Chad Wesley Terry

Chad W. Terry

NICOLET WEALTH MANAGEMENT
West Des Moines, IA 50266
Some features on this profile are disabled
CRD#: 3112718
Chad Wesley Terry

Professional summary

Chad Wesley Terry, CFP® is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in West Des Moines, Iowa.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Chad has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Wesley Terry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

April 1, 2026 - Present

NICOLET WEALTH MANAGEMENT

Office #1: 1245 Jordan Creek Parkway Suite 140, West Des Moines, IA 50266
RIA
CRD#: 283940
West Des Moines, IA
Past

June 7, 2021 - November 3, 2025

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
Des Moines, IA
Past

September 23, 2020 - June 7, 2021

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
URBANDALE, IA
Past

September 21, 2020 - November 3, 2025

LEGACY FINANCIAL GROUP

RIA
CRD#: 154927
DES MOINES, IA
Past

June 16, 2017 - August 21, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
OMAHA, NE
Past

June 16, 2017 - August 21, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
OMAHA, NE
Past

March 31, 2011 - April 27, 2017

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
CHICAGO, IL
Past

March 29, 2011 - April 27, 2017

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
CHICAGO, IL
Past

February 25, 2009 - March 21, 2011

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

December 15, 2006 - March 21, 2011

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

August 15, 2006 - March 21, 2011

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

December 2, 2003 - July 12, 2006

DIRECTED SERVICES LLC

BD
CRD#: 21675
DES MOINES, IA
Past

February 7, 2003 - November 19, 2003

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
OVERLAND PARK, KS
Past

August 23, 2002 - February 7, 2003

THE MASTERS, INC.

RIA
CRD#: 108432
WEST DES MOINES, IA
Past

August 23, 2002 - November 19, 2003

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

January 16, 2002 - August 27, 2002

SUCCESSFUL RESOURCE MANAGEMENT, LTD.

RIA
CRD#: 110317
DES MOINES, IA
Past

January 3, 2002 - August 26, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA
Past

April 28, 2000 - January 14, 2002

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

November 20, 1998 - April 27, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

November 20, 1998 - April 27, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NICOLET WEALTH MANAGEMENT
NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA
Registered Investment Advisory firm - (8/5/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(4/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/12/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/14/2008
General Securities Principal Examination

Current Firm

NW
NICOLET WEALTH MANAGEMENT
NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA
Registered Investment Advisory firm - (8/5/2016 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
111 N. Washington Street, Green Bay, WI 54301
Mailing Address
Phone number
(920) 430-1400
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWM - RETIREMENT PLAN SERVICES (3/28/2025)
WRAP FEE BROCHURE FOR NICOLET ADVISORY SERVICES, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts8,809
AUM (Assets Under Management)$ 3,849,158,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NICOLET WEALTH MANAGEMENT

CRD#: 283940West Des Moines, IA 50266

TRUST BUT VERIFY

Monitor Chad Terry

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

RS
Rajpreet SanghaAdvisorCheck Check Mark
PRINCIPAL SECURITIES, INC.
IAR
RR
Tracy, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.