Douglas J. Schorpp

SCHORPP CAPITAL MANAGEMENT

NORTH BRUNSWICK, NJ 08902

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CRD#: 3112673

Professional summary

Douglas James Schorpp, AIF® is a registered financial advisor currently at SCHORPP CAPITAL MANAGEMENT located in North Brunswick, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 42, Series 55, Series 62, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPITAL TRADING PARTNERS, LLC-TRADER, I TRADE AS A PROPRIETARY TRADER, IT IS INVESTMENT RELATED. I WILL NOW TRADE OUT OF THE OFFICE LOCATED IN RARITAN CENTER, EDISON, NJ. I AM A TRADER IN THE OTHER BUSINESS, I BEGAN TRADING WITH ASSENT LLC IN JULY OF 2002. I DEVOTE ABOUT FORTY HOURS A MONTH TO THE OTHER BUSINESS. I WILL DEVOTE ABOUT FORTY HOURS PER MONTH TO THE OTHER BUSINESS DURING MARKET HOURS. I AM STRICTLY A TRADER IN THE OTHER BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Schorpp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 8, 2004 - Present

SCHORPP CAPITAL MANAGEMENT

Office #1: 623 Georges Rd. , North Brunswick, NJ 08902

RIA

CRD#: 131893

NORTH BRUNSWICK, NJ

Past

March 3, 2003 - July 14, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

July 11, 2002 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

August 1, 2001 - July 16, 2002

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

September 24, 1998 - August 29, 2001

ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/8/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2001

General Securities Representative Examination

General Industry/Product Exam

Series 42

Date: 7/31/1999

Registered Options Representative Examination

General Industry/Product Exam

Series 55

Date: 10/8/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 62

Date: 9/23/1998

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/21/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/1/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/25/2001

General Securities Principal Examination

Current Firm

SCHORPP CAPITAL MANAGEMENT

SCHORPP CAPITAL MANAGEMENT | SCHORPP COLLEGE FUNDING STRATEGIES | SCHORPP CAPITAL MANAGEMENT, PC

CRD#: 131893 / SEC#: 801-63270

RIA

Registered Investment Advisory firm - (8/29/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (8/1/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1200 Tices Ln. Suite 106, East Brunswick, NJ 08816

Mailing Address

Phone number

(732) 387-2054

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	285
AUM (Assets Under Management)	$ 69,930,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas J. Schorpp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Schorpp's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

TAFFERER TRADING, LLC

ELECTRONIC TRADING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2004

Series 63

Date: 8/27/2001

Series 7

Date: 1/5/2001

Series 42

Date: 7/31/1999

Series 55

Date: 10/8/1998

Series 62

Date: 9/23/1998

Series 10

Date: 12/21/2001

Series 9

Date: 11/1/2001

Series 24

Date: 5/25/2001

Current Firm

SCHORPP CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHORPP CAPITAL MANAGEMENT

TRUST BUT VERIFY

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