Robert C. Parks
Professional summary
Robert Chadwick Parks, who also goes by Chad Parks, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Chadwick Parks's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135January 26, 2015 - September 27, 2019
FORESTERS FINANCIAL SERVICES, INC.
August 26, 2009 - February 11, 2010
MSI FINANCIAL SERVICES, INC.
August 18, 2006 - June 15, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
June 16, 2003 - August 18, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
August 13, 2002 - April 10, 2003
COREBRIDGE CAPITAL SERVICES, INC.
February 27, 2002 - September 10, 2002
LPL FINANCIAL LLC
March 23, 1999 - July 2, 2001
EQUITABLE DISTRIBUTORS, LLC
October 2, 1998 - March 9, 1999
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2022)
(6/29/2022)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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