Soon G. Bang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Soon Gwon Bang was a registered financial professional .
Soon is a previously registered financial professional and started their career in finance in 1998. Soon had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2018 - December 2, 2025
KAYAN SECURITIES, INC.
March 4, 2015 - June 14, 2016
KAYAN SECURITIES, INC.
June 8, 2012 - March 30, 2015
SH INVESTMENT & SECURITIES
August 19, 2009 - May 18, 2012
ACE DIVERSIFIED CAPITAL, INC.
November 12, 2004 - September 28, 2009
ETECH SECURITIES, INC.
October 20, 1998 - August 30, 2004
HANMI SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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