Triet M. Nguyen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Triet Minh Nguyen was a registered financial professional .
Triet is a previously registered financial professional and started their career in finance in 2002. Triet had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2013 - December 31, 2014
AXIOS ADVISORS
March 11, 2008 - December 6, 2010
B. C. ZIEGLER AND COMPANY
March 4, 2008 - December 6, 2010
B. C. ZIEGLER AND COMPANY
July 28, 2006 - January 25, 2008
SAYBROOK ADVISORS, LLC
March 7, 2002 - April 2, 2008
AXIOS ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AXIOS ADVISORS
CRD#: 165850 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
