Pierre J. Carrenard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre J Carrenard was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 2000. Pierre had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2005 - August 18, 2005
CARLTON CAPITAL INC.
August 30, 2004 - May 27, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
December 19, 2003 - July 27, 2004
NATIONAL SECURITIES CORPORATION
November 5, 2002 - October 13, 2003
INDIANAPOLIS SECURITIES, INC.
January 24, 2002 - October 30, 2002
GILFORD SECURITIES INCORPORATED
June 11, 2001 - January 18, 2002
BROADBAND CAPITAL MANAGEMENT, LLC
May 31, 2000 - June 11, 2001
SOLID ISG CAPITAL MARKETS, LLC
February 25, 2000 - May 24, 2000
CARNEGIE INVESTOR SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARLTON CAPITAL INC.
CRD#: 42533 / SEC#: , 8-49874
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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