Mark A. Faccone
THE PRIVATE CLIENT ADVISORY GROUP
Manasquan, NJ 08736
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CRD#: 3112389
Professional summary
Mark Anthony Faccone, CFP® is a registered financial advisor currently at THE PRIVATE CLIENT ADVISORY GROUP, LLC located in Manasquan, New Jersey and LPL FINANCIAL LLC located in Manasquan, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - CONOVER BEYER AGENCY - Investment Related - 2600 HWY 35, MANASQUAN JN 08736 - Non-Variable Insurance - Start Date 10/01/07 - 5 Hours Per Month/0 Hours During Securities Trading - Health. 2. 02/14/2018 - ZENITH MARKETING GROUP - Investment Related - 764 OLD BURNT TAVERN ROAD, BRICK, NJ 08724 - Non-Variable Insurance - FIXED INSURANCE AGENT - Start Date 8/7/2015 - 4 Hours Per Month/4 Hours During Securities Trading - LTC, Life Insurance. 3. 02/14/2018 - UNDERWRITERS MARKETING SERVICE, INC. - Investment Related - 121 CHAMBERSBRIDGE RD, BRICK, NJ - Non-Variable Insurance - Agent - Start Date 4/13/07 - 2 Hours During Securities Trading - LTC, Life Insurance, Disability. 4. 02/14/2018 - THE PRIVATE CLIENT ADVISORY GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 1/5/2021 - The Private Client Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/11/2020 - 60 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through The Private Client Advisory Group, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Faccone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 8, 2021 - Present
THE PRIVATE CLIENT ADVISORY GROUP, LLC
Office #1: 2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736RIA
CRD#: 311221
Manasquan, NJ
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 2517 Hwy 35 Ste L 100, Manasquan, NJ 08736RIA
BD
CRD#: 6413
Manasquan, NJ
Past
April 2, 2018 - March 24, 2021
FORTIS GROUP ADVISORS LLC
RIA
CRD#: 290427
Red Bank, NJ
Past
February 14, 2018 - August 17, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
Toms River, NJ
Past
May 27, 2005 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
toms river, NJ
Past
May 19, 2005 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
toms river, NJ
Past
October 20, 2004 - May 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
FORKED RIVER, NJ
Past
October 20, 2004 - May 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
November 21, 2002 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
SHIP BOTTOM, NJ
Past
August 7, 2000 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
November 23, 1999 - August 7, 2000
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
November 5, 1998 - October 18, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/14/2018)
IAR
Florida(5/13/2021)
RR
New Jersey(2/14/2018)
IAR
New Jersey(1/8/2021)
RR
New York(2/14/2018)
IAR
New York(5/16/2021)
RR
Pennsylvania(2/14/2018)
IAR
Pennsylvania(8/17/2021)
RR
South Carolina(2/14/2018)
IAR
Texas(11/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PRIVATE CLIENT ADVISORY GROUP, LLC
THE PRIVATE CLIENT ADVISORY GROUP, LLC
CRD#: 311221 / SEC#: 801-120118
RIA
Registered Investment Advisory firm - (9/22/2021 Terminated)Florida
Registered Investment Advisory firm - (9/17/2021 Approved)Maryland
Registered Investment Advisory firm - (12/31/2024 Terminated)New Jersey
Registered Investment Advisory firm - (5/14/2021 Approved)New York
Registered Investment Advisory firm - (6/4/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (8/17/2021 Approved)Texas
Registered Investment Advisory firm - (10/17/2025 Conditional Restricted)Virginia
Registered Investment Advisory firm - (12/31/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736
Mailing Address
Phone number
(732) 702-2844
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 45,433,932 |
Red Flags
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Company Information
THE PRIVATE CLIENT ADVISORY GROUP, LLC
CRD#: 311221Manasquan, NJ 08736TRUST BUT VERIFY
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