Patrick D. Bless
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick David Bless, who also goes by Patrick David Bless, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1998. Patrick had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2024 - July 25, 2025
FORESIDE FINANCIAL SERVICES, LLC
May 4, 2018 - May 6, 2024
FIRST TRUST ADVISORS LP
August 7, 2017 - May 6, 2024
FIRST TRUST PORTFOLIOS L.P.
March 10, 2015 - July 11, 2017
PROFUNDS DISTRIBUTORS, INC.
April 19, 2012 - February 18, 2015
PATRICK CAPITAL MARKETS, LLC
November 17, 2010 - March 26, 2012
OPPENHEIMER & CO. INC.
November 17, 2010 - March 26, 2012
OPPENHEIMER & CO. INC.
December 9, 2004 - November 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2004 - November 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2001 - November 29, 2004
MORGAN STANLEY DW INC.
September 26, 2001 - November 29, 2004
MORGAN STANLEY DW INC.
March 7, 2001 - May 16, 2001
IDS LIFE INSURANCE COMPANY
March 7, 2001 - May 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 1999 - March 2, 2001
CITIGROUP GLOBAL MARKETS INC.
September 18, 1998 - November 28, 1998
ROSS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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