Steven C. Bane

BANE O'LEARY LLC

Edmond, OK

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CRD#: 3112198

Professional summary

Steven Charles Bane is a registered financial advisor currently at BANE O'LEARY LLC located in Edmond, Oklahoma.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Bane Management Group, Start: 01/15/2008, Scottsdale AZ, Administrative Operations, CFO, Not Investment Related, 10 hours per month, <1 hour per day during trading hours. 2. Steven C. Bane, Sole Proprietor; start 01/2014; Investment related; Edmond, OK; Insurance Agent; insurance sales and service; 15 hours per month; 10 hours during securities trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Bane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2017 - Present

BANE O'LEARY LLC

RIA

CRD#: 286450

Edmond, OK

Past

August 24, 2016 - April 28, 2017

MUTUAL SECURITIES, INC.

CRD#: 13092

Scottsdale, AZ

Past

November 6, 2013 - April 28, 2017

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

Scottsdale, AZ

Past

July 27, 2012 - August 26, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

SCOTTSDALE, AZ

Past

November 20, 2008 - August 1, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

PHOENIX, AZ

Past

October 5, 2006 - November 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SCOTTSDALE, AZ

Past

January 3, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 3, 2002 - November 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SCOTTSDALE, AZ

Past

November 20, 1998 - December 20, 2001

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/3/2017)

IAR

Colorado
(9/26/2017)

IAR

Minnesota
(4/28/2017)

IAR

Oklahoma
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1998

General Securities Representative Examination

Current Firm

BANE O'LEARY LLC

CRD#: 286450 / SEC#:

Arizona

Registered Investment Advisory firm - (5/3/2017 Approved)

Colorado

Registered Investment Advisory firm - (9/26/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/10/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/23/2022 Approved)

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Contact information

Main Address

8000 Norman Center Drive Suite 230, Bloomington, MN 55437

Mailing Address

Phone number

(952) 236-4213

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	449
AUM (Assets Under Management)	$ 86,633,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven C. Bane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Bane's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

BARBER FINANCIAL GROUP

NATIONAL PLANNING CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2013

Series 63

Date: 11/3/1998

SIE

Date: 4/28/2017

Series 7

Date: 11/16/1998

Current Firm

BANE O'LEARY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANE O'LEARY LLC

TRUST BUT VERIFY

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