Louis B. Lloyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis B Lloyd, who also goes by Louis Joseph Bichiaccio, Louis Joseph Dichiacchio, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1967. Louis had worked at 7 firms and has passed the Series 63, Series 55, Series 41, PC, Series 1, Series 24, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1997 - October 10, 2003
BSI BROKERAGE, INC.
October 23, 1992 - July 19, 1994
REPUBLIC NEW YORK SECURITIES CORPORATION
April 6, 1982 - September 26, 1991
LEHMAN BROTHERS INC.
February 27, 1980 - November 6, 1981
MORGAN STANLEY & CO. LLC
April 13, 1978 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
September 16, 1977 - May 10, 1978
PRUDENTIAL EQUITY GROUP, LLC
November 14, 1967 - September 16, 1977
SHIELDS MODEL ROLAND INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/1/1999
Limited Representative-Equity Trader ExamSeries 41
Date: 3/13/1984
NYSE Allied Member ExaminationPC
Date: 5/31/1977
AMEX Put and Call ExamSeries 1
Date: 11/13/1967
Registered Representative ExaminationSeries 12
Date: 8/20/1981
NYSE Branch Manager ExaminationSeries 40
Date: 11/3/1975
Registered Principal ExaminationCurrent Firm
BSI BROKERAGE, INC.
CRD#: 41069 / SEC#: , 8-49280
Contact information
Documents
Red Flags
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