Alan J. Jeglinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan John Jeglinski was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1998. Alan had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - March 29, 2024
IRONRIDGE WEALTH MANAGEMENT, LLC
March 12, 2003 - November 19, 2013
MML INVESTORS SERVICES, LLC
June 13, 2001 - November 19, 2013
MML INVESTORS SERVICES, LLC
September 30, 1998 - June 11, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRONRIDGE WEALTH MANAGEMENT, LLC
CRD#: 166855 / SEC#: 801-79354
Contact information
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 100,277,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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