John R. Hough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Randolph Hough, who also goes by John R Hough, Randy Hough, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - August 28, 2025
PLAN AHEAD ADVISORS
May 25, 2004 - November 11, 2013
AVANTAX INVESTMENT SERVICES, INC.
October 24, 2001 - March 19, 2004
UNITED SECURITIES ALLIANCE, INC.
February 22, 2001 - September 4, 2001
WMA SECURITIES, INC.
November 20, 1998 - August 24, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLAN AHEAD ADVISORS
CRD#: 168685 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 7,072,791 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
