Clifford J. Faircloth
Professional summary
Clifford J Faircloth, who also goes by Clifford Joseph Faircloth, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 2009. Clifford has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford J Faircloth's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2019 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660November 28, 2017 - December 19, 2018
RUSSELL INVESTMENTS
September 11, 2017 - December 19, 2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 10, 2011 - September 6, 2017
ALPHAMAX DISTRIBUTORS, L.L.C.
July 16, 2009 - August 5, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
(4/12/2019)
Exams
FINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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