Keith D. Pagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith David Pagan, who also goes by Keith D Pagan, was a registered financial advisor .
Keith is a previously registered financial advisor and started their career in finance in 1998. Keith had worked at 10 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - December 31, 2014
BELVEDERE ASSET MANAGEMENT, LLC
October 24, 2012 - November 24, 2014
MERCURY SECURITIES, LLC
February 16, 2011 - December 31, 2013
BELVEDERE ASSET MANAGEMENT, LLC
March 25, 2010 - August 20, 2010
BELVEDERE ADVISORS LLC
September 12, 2008 - November 29, 2010
BELVEDERE GLOBAL INVESTORS LLC
October 17, 2007 - February 25, 2009
SANCTUARY SECURITIES LLC
June 29, 2005 - May 1, 2011
GEM CAPITAL, LLC
February 24, 2005 - October 15, 2007
AMERICUS INVESTMENT CORP.
August 12, 2003 - September 30, 2004
PENSION PLANNERS SECURITIES, INC.
August 11, 2003 - September 30, 2004
PENSION PLANNERS SECURITIES, INC.
April 28, 2000 - November 21, 2001
CITIGROUP GLOBAL MARKETS INC.
September 30, 1998 - April 28, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BELVEDERE ASSET MANAGEMENT, LLC
CRD#: 147887 / SEC#: 801-76961
Contact information
Red Flags
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