DO
Dianne P. Odom
J. W. COLE ADVISORS
Fort Myers, FL 33907
Some features on this profile are disabled
CRD#: 3111823
DO
Professional summary
Dianne Perry Odom, who also goes by Wanda Dianne Perry, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Fort Myers, Florida and J.W. COLE FINANCIAL, INC. located in Fort Myers, Florida.
Dianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dianne has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wanda Dianne Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERIES: 405 HARBISON BLVD UNIT 724, 728, 622, 516. STARTED 8/1999 NONINV RELATED: NO 1 HOURS A MONTH 100% OWNER 2. RENTAL PROPERTY 301 FARMHOUSE LOOP LEXINGTON SC 29072 STARTED: APRIL 2007 RENTAL: 1 HOUR A MONTH 100% OWNER 3.INDEPENDENT INSURANCE AGENT. 7921 BROAD RIVER ROAD, IRMO, SC 29063. INVESTMENT RELATED: 1/2002. SALE OF FIXED INSURANCE PRODUCTS. TIME SPENT VARIES 10-20 HOURS PER MONTH. 4.DIANNE P. ODOM CPA, LLC. 7921 BROAD RIVER ROAD, Irmo SC 29063. 100% OWNER 9/1997. 5 HRS A MONTH 5. DIANNE P ODOM,CPA,LLC; NONINV RELATED; 107 OAK PARK DR STE A IRMO,CA: PREPARE IND/CORP TAX RETURNS; OWNER/PRESIDENT; 01/01/2001; 80HR/MON; 4HR/MON 6. RENTAL PROPERTY / NON-INVESTMENT RELATED / 1304 REDWOOD DRIVE WEST COLUMBIA, SC 29169 / 12/12/2018 / OWNER OF RENTAL HOME / 1 HOUR PER MONTH / 0 DURING TRADING HOURS 7. 525 PROPERTIES, LLC / 7921 BROAD RIVER ROAD, IRMO, SC 29363 / OFFICE BUILDING OWNER OCCUPIED / 8/1/2018 / OFFICER, PARTNER / 2 HOURS PER MONTH / 2 DURING TRADING HOURS / PAY BILLS, FILE RETURNS, ACCOUNTING 8. DPO WEALTH MANAGEMENT / DBA NAME FOR FINANCIAL PLANNING / 7921 BROAD RIVER ROAD, IRMO, SC 29063 / 8/1/2018 / PRESIDENT / 160 HOURS PER MONTH / 160 DURING TRADING HOURS 9. ONE TIER LLC.; INVESTMENT RELATED; CORP ESTABLISHED FOR TAX PURPOSES; 12525 NEW BRITTANY BLVD, FT. MYERS, FL 33907; DBA SCHLAGER, SCHLAGER AND LEVIN; FINANCIAL SERVICES 10. INDEPENDENT INVESTMENT ADVISORS, LLC; INVESTMENT RELATED; 12500 Brantley Commons Ct, Suite 3, FORT MYERS, FL 33907; FINANCIAL PLANNING; OWNER AND FINANCIAL ADVISOR; 10 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Dianne Perry Odom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2016 - Present
J. W. COLE ADVISORS, INC.
Office #1: 12500 Brantley Commons Ct Ste #3, Fort Myers, FL 33907Office #2: 7921 Broad River Road, Irmo, SC 29063RIA
CRD#: 112294
Fort Myers, FL
Current
November 4, 2016 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 12500 Brantley Commons Ct Ste #3, Fort Myers, FL 33907Office #2: 7921 Broad River Road, Irmo, SC 29063BD
CRD#: 124583
Fort Myers, FL
Past
July 23, 2012 - November 11, 2016
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
IRMO, SC
Past
July 17, 2012 - November 11, 2016
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
IRMO, SC
Past
July 20, 2007 - July 20, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
IRMO, SC
Past
July 3, 2007 - July 20, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
IRMO, SC
Past
June 7, 2001 - July 16, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
COLUMBIA, SC
Past
November 9, 2000 - July 16, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/7/2024)
RR
California(1/7/2021)
RR
Colorado(1/16/2019)
RR
Connecticut(1/6/2021)
RR
District of Columbia(1/6/2021)
RR
Florida(11/5/2020)
IAR
Florida(1/4/2021)
RR
Georgia(12/14/2020)
RR
Idaho(8/7/2024)
RR
Illinois(1/25/2021)
RR
Kansas(9/15/2025)
RR
Maryland(4/25/2024)
RR
Massachusetts(3/4/2021)
RR
Michigan(1/7/2021)
RR
Minnesota(1/7/2021)
RR
Mississippi(1/11/2021)
RR
New Hampshire(1/6/2021)
RR
New Jersey(3/20/2017)
RR
New Mexico(11/4/2016)
RR
New York(1/6/2021)
RR
North Carolina(11/4/2016)
RR
Ohio(1/6/2021)
RR
Pennsylvania(1/7/2021)
RR
South Carolina(11/4/2016)
IAR
South Carolina(11/10/2016)
RR
Tennessee(1/7/2021)
RR
Texas(9/10/2020)
IAR
Texas(10/22/2025)
RR
Virginia(9/26/2025)
RR
Washington(1/6/2021)
RR
West Virginia(1/19/2021)
RR
Wisconsin(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Fort Myers, FL 33907TRUST BUT VERIFY
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