AE
Andrew G. Eakin
CONTINUUM ADVISORY
Bozeman, MT 59718
Some features on this profile are disabled
CRD#: 3111734
AE
Professional summary
Andrew Geist Eakin, ChFC® is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Bozeman, Montana and OSAIC WEALTH, INC. located in Bozeman, Montana.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Life insurance, life, disability insurance; not investment related; 161 W Haley Springs Road Ste #104, Bozeman, MT 59715; sell insurance with multiple carriers;8/2011; 2 hrs/month; 0 hrs during trading; maintain insurance licenses for insurance sales 2) Continuum Advisory; investment related; 161 W Haley Springs Road Ste #104, Bozeman, MT 59715; Independent RIA; advisor; 5/2016; 50 hrs/month; 0 hrs during trading; investment advisory work with clients 3) Wealth Management Associates; investment related; 161 W Haley Springs Road Ste #104, Bozeman, MT 59715; dba for business; owner and advisor; 8/2011;50 hrs/month; 0 hrs during trading; relationship management and firm operations 4) PAS Associates Limited Partnership; investment related; 2565 Walnut Street, Roseville, MN; passive investment; limited partner; 9/1975; 0 hrs/month; 0 hrs during trading; no duties, limited partner in family limited partnership 5) Executor of estate of Jeff and Judy Eakin; not investment related; executor of estate for parents; executor;2015;0 hrs/month; 0 hrs during trading; executor of parents estate when they pass
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Geist Eakin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 5, 2016 - Present
CONTINUUM ADVISORY, LLC
Office #1: 161 W Haley Springs Rd, Ste #104, Bozeman, MT 59718RIA
CRD#: 283155
Bozeman, MT
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 161 W. Haley Springs Road Suite 104, Bozeman, MT 59718RIA
BD
CRD#: 23131
Bozeman, MT
Past
November 14, 2017 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Danville, CA
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
DANVILLE, CA
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
DANVILLE, CA
Past
August 10, 2011 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PLEASANTON, CA
Past
August 10, 2011 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PLEASANTON, CA
Past
October 23, 2006 - July 1, 2011
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
LOS GATOS, CA
Past
February 17, 2006 - July 1, 2011
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
LOS GATOS, CA
Past
October 24, 2002 - December 5, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
February 2, 2001 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
February 1, 2000 - May 16, 2002
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
October 15, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
BD
CRD#: 940
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/5/2016)
RR
California(8/23/2024)
RR
Connecticut(3/10/2025)
RR
Florida(8/23/2024)
RR
Georgia(3/10/2025)
RR
Idaho(8/23/2024)
RR
Illinois(3/10/2025)
RR
Indiana(3/10/2025)
RR
Maryland(3/10/2025)
RR
Minnesota(8/23/2024)
RR
Montana(12/2/2024)
IAR
Montana(12/4/2024)
RR
Nevada(8/23/2024)
RR
New Jersey(3/10/2025)
RR
New York(3/10/2025)
RR
North Carolina(3/12/2025)
RR
North Dakota(3/10/2025)
RR
Ohio(8/23/2024)
RR
Oregon(8/23/2024)
RR
Pennsylvania(3/6/2025)
RR
Texas(3/10/2025)
RR
Virginia(3/10/2025)
RR
Washington(8/23/2024)
RR
Wisconsin(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/27/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
