Nathan P. Headrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Paul Headrick was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1998. Nathan had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - July 29, 2019
TRILOMA SECURITIES, LLC
December 12, 2013 - May 7, 2015
G. A. REPPLE & COMPANY
March 4, 2013 - June 17, 2013
BLUEROCK CAPITAL MARKETS LLC
March 15, 2007 - February 19, 2013
CNL SECURITIES CORP.
August 27, 1998 - November 24, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
TRILOMA SECURITIES, LLC
CRD#: 173059 / SEC#: , 8-69527
Contact information
Documents
Red Flags
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