Wendy L. Kretschmer

STAR WEALTH ADVISORS

BOCA RATON, FL 33432

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CRD#: 3111589

Professional summary

Wendy Louise Kretschmer is a registered financial advisor currently at STAR WEALTH ADVISORS located in Boca Raton, Florida and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Los Angeles, California.

Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Wendy has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Star Wealth Advisors - CEO - Registered Investment Advisory Firm. Investment related. Approx 40 Hours per month. 2. Ring My Belle - Shareholder - non-investment related. Approx 10 hours per month. Approx 5 hours per month. 3. Accounting consultant - Investment related. Approx 10-20 Hours per month depending on number of clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Louise Kretschmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2025 - Present

STAR WEALTH ADVISORS

Office #1: 225 Ne Mizner Blvd Ste 350, Boca Raton, FL 33432

RIA

CRD#: 332344

BOCA RATON, FL

Current

June 5, 2025 - Present

AMERICAN TRUST INVESTMENT SERVICES, INC.

Office #1: 8107 Loyola Blvd, Los Angeles, CA 90045

CRD#: 3001

Los Angeles, CA

Past

June 4, 2020 - July 22, 2024

WESTPARK CAPITAL, INC.

CRD#: 39914

NEW YORK, NY

Past

June 2, 2010 - October 11, 2019

WESTPARK CAPITAL, INC.

CRD#: 39914

LOS ANGELES, CA

Past

September 9, 1998 - January 28, 1999

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/5/2025)

IAR

Florida
(3/19/2025)

Florida
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/2021

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/1/2010

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

STAR WEALTH ADVISORS

DWORETSKY FINANCIAL | STAR WEALTH ADVISORS | MAXX WEALTH ADVISORS

CRD#: 332344 / SEC#: 801-130849

RIA

Registered Investment Advisory firm - (12/16/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - (3/26/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/17/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

225 Ne Mizner Blvd Ste 350, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 427-2424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wendy L. Kretschmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Louise Kretschmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN TRUST INVESTMENT SERVICES, INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2025

Series 63

Date: 12/31/2012

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2012

Series 6

Date: 9/7/1998

Series 24

Date: 2/13/2021

Series 27

Date: 6/1/2010

FINRA

Nasdaq Stock Market

Current Firm

STAR WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAR WEALTH ADVISORS

TRUST BUT VERIFY

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