Celina M. Kuoch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celina Muy Kuoch, who also goes by Celina Kuoch, was a registered financial professional .
Celina is a previously registered financial professional and started their career in finance in 1998. Celina had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2016 - August 8, 2017
BOUSTEAD SECURITIES, LLC
May 20, 2014 - August 25, 2014
GOLDEN EAGLE SECURITIES, INC.
January 24, 2011 - November 21, 2012
STONEHAVEN, LLC
September 26, 2002 - February 26, 2004
WAFRA SECURITIES, INC.
June 8, 2001 - December 20, 2001
LAZARD FRERES & CO. LLC
June 14, 1999 - January 8, 2001
DEUTSCHE BANK SECURITIES INC.
November 25, 1998 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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