Jennifer L. Eggers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lyda Eggers, AIF®, who also goes by Jennifer L Eggers, Jennifer L Frazier, Jennifer Lyda Frazier, Jennifer Frazier, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1998. Jennifer had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2024 - December 3, 2024
MARCUM WEALTH, LLC
August 26, 2019 - May 13, 2022
IMA WEALTH
August 26, 2019 - May 13, 2022
IMA WEALTH
March 25, 2016 - December 17, 2018
STANCORP INVESTMENT ADVISERS, INC.
March 7, 2016 - December 17, 2018
STANCORP EQUITIES, INC.
September 30, 2015 - March 22, 2016
CAPFINANCIAL SECURITIES, LLC.
September 30, 2014 - October 2, 2015
LPL FINANCIAL LLC
February 11, 2009 - October 23, 2014
FINANCIAL TELESIS INC
April 20, 2001 - March 22, 2005
JOHN HANCOCK DISTRIBUTORS LLC
October 21, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 21, 1998 - February 29, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCUM WEALTH, LLC
CRD#: 134628 / SEC#: 801-67563
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,238 |
| AUM (Assets Under Management) | $ 2,972,773,629 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 06/26/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
