Shreekkanth Viswanathan

SVN CAPITAL

Lincolnshire, IL

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CRD#: 3111350

Professional summary

Shreekkanth Viswanathan is a registered financial advisor currently at SVN CAPITAL, LLC located in Lincolnshire, Illinois.

Shreekkanth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Shreekkanth has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shreekkanth Viswanathan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2018 - Present

SVN CAPITAL, LLC

RIA

CRD#: 297005

Lincolnshire, IL

Past

March 8, 2005 - January 11, 2007

PIPER SANDLER & CO.

RIA

CRD#: 665

CHICAGO, IL

Past

February 21, 2005 - January 11, 2007

PIPER SANDLER & CO.

CRD#: 665

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/8/2018)

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Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/2005

General Securities Representative Examination

Current Firm

SVN CAPITAL, LLC

CRD#: 297005 / SEC#:

Illinois

Registered Investment Advisory firm - (6/18/2018 Approved)

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Contact information

Main Address

Lincolnshire, IL

Mailing Address

Phone number

(312) 972-4217

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 14,326,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Shreekkanth Viswanathan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shreekkanth Viswanathan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVN CAPITAL, LLC

PIPER SANDLER & CO.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2005

Series 7

Date: 2/18/2005

Current Firm

SVN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SVN CAPITAL, LLC

TRUST BUT VERIFY

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