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LB

Louis W. Bedinotti

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CRD#: 3111079
LB

Professional summary

Louis William Bedinotti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Louis is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Louis had worked at 1 firm, which includes LADENBURG CAPITAL MANAGEMENT INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Louis Bedinotti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 18, 2000 - June 27, 2002

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

February 11, 1999 - July 9, 1999

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/1998
General Securities Representative Examination

Current Firm

LC
LADENBURG CAPITAL MANAGEMENT INC.
GAINES, BERLAND INC. | LADENBURG CAPITAL MANAGEMENT INC. | GBI CAPITAL PARTNERS INC. | GAINES, BERLAND SHAFFER & SILVERSTEIN, INC.

CRD#: 14623 / SEC#: , 8-30728

BD
Terminated by SEC on 01/20/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/06/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LADENBURG THALMANN FINANCIAL SERVICES LLCOWNER104310
ROSENSTOCK, RICHARD JOHNCEO, SROP, FN DIR828032

Disclosures

Regulatory Event11
Arbitration14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

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