Elizabeth R. Parker

SERVICE ACADEMY CAPITAL MANAGEMENT

San Rafael, CA

Some features on this profile are disabled

CRD#: 3110941

Professional summary

Elizabeth Reagan Parker, who also goes by Elizabeth Josephine Parker, Elizabeth Josephine Reagan, Lisa Reagan, is a registered financial advisor currently at SERVICE ACADEMY CAPITAL MANAGEMENT LLC located in San Rafael, California.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Elizabeth has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Josephine Parker | Elizabeth Josephine Reagan | Lisa Reagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Reagan Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2026 - Present

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

RIA

CRD#: 226628

San Rafael, CA

Past

July 26, 2002 - May 13, 2003

RIGEL CAPITAL MANAGEMENT INC

RIA

CRD#: 108598

SAUSALITO, CA

Past

February 24, 1999 - March 28, 2000

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

CRD#: 226628 / SEC#: 801-112843

RIA

Registered Investment Advisory firm - (4/16/2018 Approved)

California

Registered Investment Advisory firm - (5/25/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/25/2018 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (4/25/2018 Terminated)

New York

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/18/1998

National Commodity Futures Examination

Current Firm

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

CRD#: 226628 / SEC#: 801-112843

RIA

Registered Investment Advisory firm - (4/16/2018 Approved)

California

Registered Investment Advisory firm - (5/25/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/25/2018 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (4/25/2018 Terminated)

New York

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/25/2018 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3838 Oak Lawn Ave Suite 1000, Dallas, TX 75219

Mailing Address

Phone number

(424) 835-4147

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SERVICE ACADEMY CAPITAL MANAGEMENT LLC (1/31/2026)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 733,956,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Elizabeth R. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Reagan Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIGEL CAPITAL MANAGEMENT INC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2026

Series 63

Date: 9/4/1998

Series 7

Date: 10/14/1998

Series 3

Date: 9/18/1998

Current Firm

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SERVICE ACADEMY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors