Autumn Q. Lafayette
Professional summary
Autumn Quesnel Lafayette, who also goes by Autumn Q. Lafayette, Autumn Quesnel Lafayette, Autumn N Quesnel, Autumn Quesnel, is a registered financial professional currently at MML INVESTORS SERVICES, LLC located in Springfield, Massachusetts and MML STRATEGIC DISTRIBUTORS, LLC located in Springfield, Massachusetts.
Autumn is registered as a RR (Registered Representative) and started their career in finance in 1998. Autumn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Autumn Quesnel Lafayette's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2002 - Present
MML INVESTORS SERVICES, LLC
Office #1: 1295 State Street, Springfield, MA 01111March 12, 2021 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111March 12, 2021 - Present
MML DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111September 4, 2001 - September 10, 2002
BARINGS SECURITIES LLC
November 8, 1999 - August 24, 2001
MML INVESTORS SERVICES, LLC
November 17, 1998 - July 21, 1999
IDS LIFE INSURANCE COMPANY
November 17, 1998 - July 21, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2002)
Exams
FINRA
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
MML DISTRIBUTORS, LLC
CRD#: 38030Springfield, MA 01111TRUST BUT VERIFY
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