Suzanne M. Stopa
Professional summary
Suzanne Maureen Stopa, who also goes by Suzanne Maureen Breitwieser, Suzanne Maureen Breitwieser-stopa, Suzanne Breitwieser-stopa, Suzanne Maureen Massler, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Suzanne has worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Maureen Stopa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2420 South Lakemont Avenue Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940January 31, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940November 28, 2011 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 19, 2009 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 7, 2006 - October 16, 2009
COLONIAL BROKERAGE, INC.
October 6, 2003 - March 2, 2006
RAYMOND JAMES & ASSOCIATES, INC.
September 29, 2000 - July 31, 2003
RAYMOND JAMES & ASSOCIATES, INC.
October 20, 1998 - September 25, 2000
RYAN BECK & CO.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2025)
(1/4/2024)
(1/31/2022)
(1/31/2022)
(1/31/2022)
(2/14/2022)
(1/31/2022)
(5/27/2022)
(1/31/2022)
(1/4/2024)
(1/4/2024)
(6/29/2022)
(6/1/2022)
(6/8/2022)
(8/25/2023)
(6/12/2025)
(1/4/2024)
(1/13/2023)
(2/25/2022)
(9/26/2023)
(1/4/2024)
(1/31/2022)
(7/15/2024)
(1/31/2022)
(2/2/2022)
(1/3/2023)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Orlando, FL 32814TRUST BUT VERIFY
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