Theodore J. Lockwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore James Lockwood, who also goes by Ted Lockwood, Theodore Lockwood, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1998. Theodore had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2004 - February 29, 2012
PGIM QUANTITATIVE SOLUTIONS
August 11, 2004 - February 29, 2012
PGIM, INC.
December 17, 1998 - October 22, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Primary Firm SEC Registration
PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 111,321,543,145 |
Red Flags
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