Theodore James Lockwood
Professional Summary
Theodore James Lockwood, who also goes by Ted Lockwood, Theodore Lockwood, was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 1998 - 2012. Theodore had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Lockwood, Theodore Lockwood
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
Contact Information
Main Address
655 Broad Street, Newark, NJ 07102Phone Number
(973) 367-4653# of Employees
147SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
234AUM (Assets Under Management)
$110,949,337,206Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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