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BP

Beverly J. Peoples

Some features on this profile are disabled
CRD#: 3110559
BP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beverly Jo Peoples, who also goes by Beverly Jo Askew, Bb Peoples, was a registered financial professional .

Beverly is a previously registered financial professional and started their career in finance in 1998. Beverly had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Beverly Jo Askew | Bb Peoples

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 23, 2012 - October 17, 2012

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
ROCKFORD, IL
Past

January 23, 2012 - October 17, 2012

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
ROCKFORD, IL
Past

March 14, 2011 - February 15, 2012

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
TAMPA, FL
Past

March 14, 2011 - February 15, 2012

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
ROCKFORD, IL
Past

January 18, 2011 - March 16, 2011

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
ROCKFORD, IL
Past

May 26, 2006 - March 16, 2011

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
ROCKFORD, IL
Past

September 1, 2004 - June 26, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST. PETERSBURG, FL
Past

January 1, 2004 - September 30, 2004

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

January 23, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

March 1, 2001 - January 28, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 1, 2001 - January 28, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

September 11, 1998 - March 8, 2001

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
HORSHAM, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/9/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 9/10/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
SUMMIT FINANCIAL GROUP INC
SUMMIT FINANCIAL GROUP INC

CRD#: 109485 / SEC#: 801-56645

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Contact information

Main Address
595 S. Federal Highway Suite 500, Boca Raton, FL 33432-5541
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/30/2021)
SUMMIT FINANCIAL GROUP FIRM BROCHURE (3/30/2021)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT FINANCIAL GROUP INC

CRD#: 109485

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