CS
Christian D. Salomone
BALLAST ROCK PRIVATE WEALTH
Charleston, SC 29403
Some features on this profile are disabled
CRD#: 3110535
CS
Professional summary
Christian Dan Salomone, who also goes by Christian Dan Salomone, Christian Salomone, is a registered financial advisor currently at BALLAST ROCK PRIVATE WEALTH located in Charleston, South Carolina and BALLAST ROCK CAPITAL LLC located in Charleston, South Carolina.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christian has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christian Dan Salomone | Christian Salomone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-The name of the other business: Triple Porch LLC -Whether the business is investment-related: No -The address of the other business: 125 Tradd St Charleston, SC 29401 -The nature of the other business: Expert witness consultation -Our position, title, or relationship with the other business: Owner -The start date of your relationship: 07/21 -The approximate number of hours/month you devote to the other business: Zero, the business is currently dormant. -The number of hours you devote to the other business during securities trading hours: Zero; the business is currently dormant. -Briefly describe your duties relating to the other business: None; the business is currently dormant. Ballast Rock Private Wealth LLC, 460 King Street, Suite 200 Charleston SC, start date 8/22. Position - CIO. SEC RIA. Yale Club of Charleston; Not Investment-related; Charleston, South Carolina, 29401; Local Alumni Club for Yale University; President; President; Start Date: 09/12/2024; Approximately 1 Hours Each Month; 0 Hours during Trading Hours; Strategic Planning, Event Planning and Execution, and Member Engagement.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Dan Salomone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2024 - Present
BALLAST ROCK PRIVATE WEALTH
Office #1: 460 King Street Suite 200, Charleston, SC 29403RIA
CRD#: 322064
Charleston, SC
Current
April 14, 2023 - Present
BALLAST ROCK CAPITAL LLC
Office #1: 460 King Street Suite 200, Charleston, SC 29403BD
CRD#: 322170
Charleston, SC
Past
January 6, 2023 - March 20, 2024
BALLAST ROCK PRIVATE WEALTH
RIA
CRD#: 322064
CHARLESTON, SC
Past
December 20, 2021 - November 18, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC
BD
CRD#: 153563
Charleston, SC
Past
July 2, 2019 - January 29, 2020
BOFA SECURITIES, INC.
BD
CRD#: 283942
NEW YORK, NY
Past
July 10, 2000 - July 31, 2017
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
September 21, 1998 - June 29, 2000
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BALLAST ROCK PRIVATE WEALTH
BALLAST ROCK PRIVATE WEALTH | BALLAST ROCK PRIVATE WEALTH LLC
CRD#: 322064 / SEC#: 801-129645
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)South Carolina
Registered Investment Advisory firm - (3/20/2024 Terminated)Texas
Registered Investment Advisory firm - (3/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(7/21/2023)
RR
Massachusetts(7/7/2023)
RR
South Carolina(5/16/2023)
IAR
South Carolina(3/22/2024)
IAR
Texas(3/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BR
BALLAST ROCK PRIVATE WEALTH
BALLAST ROCK PRIVATE WEALTH | BALLAST ROCK PRIVATE WEALTH LLC
CRD#: 322064 / SEC#: 801-129645
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)South Carolina
Registered Investment Advisory firm - (3/20/2024 Terminated)Texas
Registered Investment Advisory firm - (3/20/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
460 King Street Suite 200, Charleston, SC 29403
Mailing Address
Phone number
(800) 204-2513
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 528 |
| AUM (Assets Under Management) | $ 238,200,333 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
