Michael J. Fry

RWC FOR LIFE

NAPERVILLE, IL 60563

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CRD#: 3110400

Professional summary

Michael Joseph Fry is a registered financial advisor currently at RWC FOR LIFE located in Naperville, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 82 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) STEWARD FINANCIAL SERVICES, INC.; Investment-related; 2020 Calamos Court, Suite 200, Naperville, IL 60563; Insurance, Education, and Consulting; Owner and President; 05/1993; Approx. 120 hours/month; Approx. 120 hours/month during trading hours; Meet with clients, host workshops, marketing, insurance sales, etc. 2) Michael Fry; Investment-related; 2020 Calamos Court, Suite 200, Naperville, IL 60563; Insurance, Education, and Consulting; Licensed Insurance Agent; 05/1993; Approx. 120 hours/month as Owner and President of Steward Financial Services; Approx. 120 hours/month during trading hours as Owner and President of Steward Financial Services; Meet with clients, host workshops, marketing, insurance sales, etc. 3) Dashing Upward; investment-related; 2020 Calamos Court, Suite 200, Naperville, IL 60563; Creating Financial Course; Owner; 1/2025; Approx. 40 hours/month; 40 hours/month during trading hours; eBook, Budgeting, Financial Course work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Fry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2022 - Present

RWC FOR LIFE

Office #1: 2020 Calamos Court Suite 200, Naperville, IL 60563

RIA

CRD#: 317898

NAPERVILLE, IL

Past

November 11, 2019 - April 29, 2022

SIMPLICITY WEALTH

RIA

CRD#: 300572

Naperville, IL

Past

November 1, 2006 - December 5, 2016

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

NAPERVILLE, IL

Past

October 17, 2003 - October 30, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

WARRENVILLE, IL

Past

June 9, 2000 - October 16, 2003

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/8/2022)

IAR

Illinois
(2/15/2022)

IAR

Texas
(3/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 12/11/2001

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 6

Date: 6/8/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RWC FOR LIFE

RETIRE WITH CONFIDENCE FOR LIFE, LLC | RWC FOR LIFE

CRD#: 317898 / SEC#:

Florida

Registered Investment Advisory firm - (11/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (2/15/2022 Approved)

Texas

Registered Investment Advisory firm - (3/15/2022 Conditional Restricted)

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Contact information

Main Address

2020 Calamos Court Suite 200, Naperville, IL 60563

Mailing Address

Phone number

(630) 393-6500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 23,339,870

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Fry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Fry's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY WEALTH

AUSDAL FINANCIAL PARTNERS, INC.

QA3 FINANCIAL CORP.

FREEDOM FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2019

Series 63

Date: 6/8/2000

SIE

Date: 12/5/2016

Series 82

Date: 12/11/2001

Series 6

Date: 6/8/2000

Current Firm

RWC FOR LIFE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RWC FOR LIFE

TRUST BUT VERIFY

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