Paul D. Mclemore

HFG ADVISORS

AURORA, CO 80015

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CRD#: 3110371

Professional summary

Paul Douglas Mclemore, CFP®, who also goes by Doug Mclemore, is a registered financial advisor currently at HFG ADVISORS located in Aurora, Colorado and AUSDAL FINANCIAL PARTNERS, INC. located in Aurora, Colorado.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Mclemore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MCLEMORE FINANCIAL EDUVISORS -INVESTMENT RELATED - AGENT/REP - INSURANCE AND FINANCIAL SERVICES - AURORA, CO -SINCE 01/1998 - 160 HOURS ALL DURING TRADING HOURS. 2) HEARTLAND FINANCIAL GROUP ADVISORS (DBA)HFG ADVISORS LLC - INVESTMENT RELATED - REGISTERED INVESTMENT ADVISORY - FINANCIAL PLANNING ADVISOR / CONSULTANT - AURORA, CO - SINCE 01/2006. 3) MCLEMORE PIANO -NOT INVESTMENT RELATED - TEACHER - JAZZ PIANO INSTRUCTOR - AURORA, CO - SINCE 06/2010. HOURS VARY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Douglas Mclemore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 24, 2006 - Present

HFG ADVISORS

Office #1: 4411 S Abilene Cir, Aurora, CO 80015

RIA

CRD#: 113511

AURORA, CO

Current

October 31, 2024 - Present

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

Aurora, CO

Past

March 25, 2020 - November 15, 2024

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

Aurora, CO

Past

April 3, 2012 - November 15, 2024

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

AURORA, CO

Past

July 1, 2011 - March 30, 2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

AURORA, CO

Past

September 10, 2003 - January 19, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

AURORA, CO

Past

December 3, 2001 - June 27, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

AURORA, CO

Past

December 16, 1998 - November 19, 2001

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(1/24/2006)

Colorado
(11/1/2024)

Florida
(10/31/2024)

New Mexico
(10/31/2024)

Ohio
(10/31/2024)

Texas
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/10/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/18/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

HFG ADVISORS

COLORADO COMPREHENSIVE WEALTH MANAGEMENT | HFG COLORADO, INC. | HFG ADVISORS | HEARTLAND FINANCIAL GROUP, LTD. | HEARTLAND FINANCIAL CONSULTANTS

CRD#: 113511 / SEC#: 801-135030

Colorado

Registered Investment Advisory firm - (9/26/2001 Approved)

Florida

Registered Investment Advisory firm - (11/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/22/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8301 East Prentice Ave. #312, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 369-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (11/24/2025)

Regulatory assets under management

Total Number of Accounts	554
AUM (Assets Under Management)	$ 108,767,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Mclemore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Douglas Mclemore's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2003

Series 63

Date: 11/13/1998

SIE

Date: 10/1/2018

Series 6

Date: 12/10/1998

Series 26

Date: 11/18/1998

FINRA

Current Firm

HFG ADVISORS

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFG ADVISORS

TRUST BUT VERIFY

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