D. P. Buckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
D. Paul Buckley was a registered financial professional .
D. is a previously registered financial professional and started their career in finance in 1998. D. had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2014 - January 27, 2016
BLUE OAK FINANCIAL, INC
January 1, 2004 - December 31, 2013
BLUE OAK FINANCIAL, INC
June 22, 2000 - January 8, 2004
AVANTAX ADVISORY SERVICES
February 17, 2000 - December 31, 2003
AVANTAX INVESTMENT SERVICES, INC.
November 20, 1998 - February 1, 2000
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE OAK FINANCIAL, INC
CRD#: 127178 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
