Walter S. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Scott Hall was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1999. Walter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - February 9, 2022
REALTA INVESTMENT ADVISORS, INC
September 25, 2020 - February 4, 2022
REALTA EQUITIES, INC.
July 7, 2016 - July 16, 2020
EAGLE STRATEGIES LLC
April 5, 2007 - July 16, 2020
NYLIFE SECURITIES LLC
June 6, 2003 - November 30, 2006
B. RILEY WEALTH MANAGEMENT
June 30, 2000 - June 4, 2003
INVESTORS CAPITAL CORP.
March 8, 2000 - June 28, 2000
VOYA FINANCIAL ADVISORS, INC.
February 11, 1999 - March 13, 2000
INVESTORS CAPITAL CORP.
Primary Firm SEC Registration
REALTA INVESTMENT ADVISORS, INC
CRD#: 134952 / SEC#: 801-68000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALTA INVESTMENT ADVISORS, INC
CRD#: 134952 / SEC#: 801-68000
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
