Donald W. Millen
Professional summary
Donald Wofford Millen JR, who also goes by Don W Millen Jr, Don Millen Jr, is a registered financial professional currently at DRAGONFLY CAPITAL PARTNERS, LLC located in Mt Pleasant, South Carolina.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1998. Donald has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Wofford Millen JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2003 - Present
DRAGONFLY CAPITAL PARTNERS, LLC
Office #1: 694 Pawley Rd Suite 101, Mt Pleasant, SC 29464Office #2: 694 Pawley Rd Suite 101, Mt Pleasant, SC 29464October 1, 1999 - April 28, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
September 16, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2023)
(2/28/2023)
(2/28/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 4/14/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
DRAGONFLY CAPITAL PARTNERS, LLC
CRD#: 125199 / SEC#: , 8-65772
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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