GN
George H. Norcross
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 3109588
GN
Professional summary
George Herbert Norcross is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Boston, Massachusetts and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. George has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: American Diabetes Association; Date Activity Started/Modified/Ended: 9/9/2016; Type of Activity: Other - Leadership Board; Role/Relationship: Board Of Directors - Leadership Board; Responsibilities: Leadership Board; Income Per Year: Not Available; Total Hours Per Month: Not Available; Total Hours Per Month During Trading Hours: Not Available; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view George Herbert Norcross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2016 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 290 Congress Street, Boston, MA 02210RIA
CRD#: 108257
Boston, MA
Current
September 8, 2016 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress Street, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
November 12, 2015 - December 7, 2016
CONGRESS ASSET MANAGEMENT COMPANY, LLP
RIA
CRD#: 105161
BOSTON, MA
Past
February 12, 2013 - September 1, 2016
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
June 17, 2005 - January 15, 2013
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
ANDOVER, MA
Past
March 11, 1999 - October 1, 2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2016)
RR
Alaska(9/8/2016)
RR
Arizona(9/8/2016)
RR
Arkansas(9/8/2016)
RR
California(9/8/2016)
RR
Colorado(9/8/2016)
RR
Connecticut(9/8/2016)
RR
Delaware(9/8/2016)
RR
District of Columbia(9/8/2016)
RR
Florida(9/8/2016)
RR
Georgia(9/8/2016)
RR
Hawaii(9/8/2016)
RR
Idaho(9/8/2016)
RR
Illinois(9/8/2016)
RR
Indiana(9/8/2016)
RR
Iowa(9/8/2016)
RR
Kansas(9/8/2016)
RR
Kentucky(9/8/2016)
RR
Louisiana(9/8/2016)
RR
Maine(9/8/2016)
RR
Maryland(9/8/2016)
RR
Massachusetts(9/8/2016)
IAR
Massachusetts(9/21/2016)
RR
Michigan(9/8/2016)
RR
Minnesota(9/8/2016)
RR
Mississippi(9/8/2016)
RR
Missouri(9/8/2016)
RR
Montana(9/8/2016)
RR
Nebraska(9/8/2016)
RR
Nevada(9/8/2016)
RR
New Hampshire(9/8/2016)
RR
New Jersey(9/8/2016)
RR
New Mexico(9/8/2016)
RR
New York(9/8/2016)
RR
North Carolina(9/8/2016)
RR
North Dakota(9/8/2016)
RR
Ohio(9/8/2016)
RR
Oklahoma(9/8/2016)
RR
Oregon(9/8/2016)
RR
Pennsylvania(9/8/2016)
RR
Puerto Rico(9/8/2016)
RR
Rhode Island(9/8/2016)
RR
South Carolina(9/8/2016)
RR
South Dakota(9/8/2016)
RR
Tennessee(9/8/2016)
RR
Texas(9/8/2016)
RR
Utah(9/8/2016)
RR
Vermont(9/8/2016)
RR
Virgin Islands(9/8/2016)
RR
Virginia(9/8/2016)
RR
Washington(9/8/2016)
RR
West Virginia(9/8/2016)
RR
Wisconsin(9/8/2016)
RR
Wyoming(9/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257Boston, MA 02210TRUST BUT VERIFY
Monitor George Norcross
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
