Robyn A. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robyn Arlene Smith, who also goes by Robyn Arlene Bernhard, Robyn Arlene Rankin, was a registered financial professional .
Robyn is a previously registered financial professional and started their career in finance in 1998. Robyn had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2016 - October 14, 2016
VOYA FINANCIAL ADVISORS, INC.
February 9, 2016 - October 14, 2016
VOYA FINANCIAL ADVISORS, INC.
February 16, 2012 - January 25, 2016
FIFTH THIRD SECURITIES, INC.
February 15, 2012 - January 25, 2016
FIFTH THIRD SECURITIES, INC.
October 5, 2010 - July 28, 2011
IME FINANCIAL, LLC
November 13, 2009 - May 26, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - May 26, 2010
PNC WEALTH MANAGEMENT LLC
January 7, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
January 7, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
May 22, 2007 - December 21, 2007
FIFTH THIRD SECURITIES, INC.
December 15, 2004 - December 21, 2007
FIFTH THIRD SECURITIES, INC.
April 6, 2004 - December 6, 2004
LPL FINANCIAL LLC
January 2, 2004 - December 6, 2004
LPL FINANCIAL LLC
March 3, 2003 - July 18, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 3, 2001 - February 6, 2003
CUSO FINANCIAL SERVICES, L.P.
March 1, 2000 - March 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 14, 1998 - March 3, 2000
PFS INVESTMENTS INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
