DN
David M. Newbore
NEWBORE WEALTH MANAGEMENT
Gladstone, OR 97027
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CRD#: 3109427
DN
Professional summary
David Michael Newbore, CFP® is a registered financial advisor currently at NEWBORE WEALTH MANAGEMENT, INC. located in Gladstone, Oregon and LPL FINANCIAL LLC located in Gladstone, Oregon.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Budgeting
Investment Planning
Divorce Planning
Business Succession Planning
Education Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/5/2020 - Consolidated Community Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/02/2020 - 160 Hours Per Month During Securities Trading. 2. 3/10/2020 - Newbore Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/02/2020 - 160 Hours Per Month During Securities Trading. 3. 10/22/2020 - Newbore Wealth Mgmt Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/15/2020 - 5 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Newbore Wealth Mgmt Inc, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/21/2021 - CCCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/2/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Newbore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 5, 2022 - Present
NEWBORE WEALTH MANAGEMENT, INC.
Office #1: 15 82nd Drive Suite 220, Gladstone, OR 97027RIA
CRD#: 306441
Gladstone, OR
Current
August 2, 2002 - Present
LPL FINANCIAL LLC
Office #1: 15 82nd Dr. #220, Gladstone, OR 97027Office #2: 2021 Ne Sandy Bvld, Portland, OR 97232RIA
BD
CRD#: 6413
Gladstone, OR
Past
November 5, 2020 - July 27, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTLAND, OR
Past
March 19, 2020 - December 31, 2021
NEWBORE WEALTH MANAGEMENT, INC.
RIA
CRD#: 306441
GLADSTONE, OR
Past
March 6, 2012 - October 8, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTLAND, OR
Past
September 30, 1998 - August 7, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 30, 1998 - August 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEWBORE WEALTH MANAGEMENT, INC.
CCCU WEALTH MANAGEMENT | NEWBORE WEALTH MANAGEMENT, INC.
CRD#: 306441 / SEC#: 801-121039
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (6/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2012)
RR
California(1/2/2003)
RR
Colorado(1/2/2003)
RR
Georgia(8/9/2016)
RR
Idaho(3/8/2021)
RR
Illinois(6/8/2010)
RR
Michigan(11/11/2020)
RR
Minnesota(4/1/2016)
RR
Missouri(8/2/2023)
RR
North Carolina(4/5/2024)
RR
Oregon(8/2/2002)
IAR
Oregon(1/5/2022)
RR
Texas(4/16/2025)
RR
Utah(9/8/2020)
RR
Washington(9/6/2002)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NEWBORE WEALTH MANAGEMENT, INC.
CCCU WEALTH MANAGEMENT | NEWBORE WEALTH MANAGEMENT, INC.
CRD#: 306441 / SEC#: 801-121039
RIA
Registered Investment Advisory firm - (4/30/2021 Approved)Oregon
Registered Investment Advisory firm - (6/16/2021 Terminated)Washington
Registered Investment Advisory firm - (6/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15 82nd Drive Suite 220, Gladstone, OR 97027
Mailing Address
Phone number
(503) 657-3143
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 781 |
| AUM (Assets Under Management) | $ 161,907,819 |
Red Flags
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Company Information
NEWBORE WEALTH MANAGEMENT, INC.
CRD#: 306441Gladstone, OR 97027TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
