Leslie K. Lorrimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Kenrick Lorrimer was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1998. Leslie had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2014 - November 19, 2018
SCF SECURITIES, INC.
May 1, 2009 - July 7, 2014
LPL FINANCIAL LLC
April 29, 2009 - July 7, 2014
LPL FINANCIAL LLC
June 18, 2004 - May 13, 2009
UBS FINANCIAL SERVICES INC.
June 18, 2004 - May 13, 2009
UBS FINANCIAL SERVICES INC.
March 29, 2001 - June 22, 2004
A. G. EDWARDS & SONS, INC.
October 15, 1998 - June 22, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
